LPL is a Fortune 500 ranked U.S. company³ and the nation’s number one independent broker-dealer⁴. LPL is steadfast in its commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. 

LPL Financial is one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that independent financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. 

³ Fortune 500 ranks U.S. companies based on a review of the prior year's total revenue and factors such as profits after taxes, year-end assets and total stockholders' equity.

⁴ As reported by Financial Planning magazine, 1996-2024, based on total revenue

By affiliating with Private Advisor Group, one of the leading Registered Investment Advisor firms in the country, we are connected to a nationwide community of financial professionals. This provides us access to well-respected services and resources, which includes, specialized tools, a dedicated compliance team, sophisticated technology, and practice management support capabilities. 

We also have access to flexible custodian platforms (essentially where your investments are held) which encompass: LPL Financial, Fidelity, Charles Schwab, BNY Mellon | Pershing, and Interactive Brokers. These providers help in safeguarding assets, while also providing related administrative services such as settlement of purchases, tax and account record keeping, monthly statements, confidentiality, data integrity protections, and more.